Navy Federal Financial Group, LLC and Navy Federal Investment Services are wholly owned subsidiaries of Navy Federal Credit Union.
Navy Federal Investment Services (NFIS) Disclosure:
Navy Federal Financial Group, LLC (NFFG) is a licensed insurance agency. Nondeposit investments, brokerage and advisory products are only sold through Navy Federal Investment Services, LLC (NFIS), a member of FINRA/SIPC and an SEC-registered investment advisory firm. NFIS is a wholly owned subsidiary of NFFG. Insurance products are offered through NFFG and NFIS. These products are not NCUA/NCUSIF or otherwise federally insured, are not guaranteed or obligations of Navy Federal Credit Union (NFCU), are not offered, recommended, sanctioned or encouraged by the Federal Government, and may involve investment risk, including possible loss of principal. Deposit products and related services are provided by NFCU. Financial Advisors are employees of NFFG, and they are employees and registered representatives of NFIS. NFIS and NFFG are affiliated companies under the common control of NFCU. Call 1-877-221-8108 for further information. Navy Mutual Aid Association, Covr Financial Technologies, LLC / MFG Group, Inc., and TruStage Insurance are not owned by Navy Federal Financial Group, LLC or Navy Federal Credit Union. Life insurance coverages are written through non-affiliated insurance companies. Trust Services available through MEMBERS Trust Company. 1-855-358-7878.
Retirement Plan Disclosure:
- ERISA 408(b)(2) Retirement Plan Service Provider Disclosure Information
- Pershing Account fees
- ADV Part2A- Firm Brochure
- ADV Part2A- NFIS Automated Investing Disclosure
Navy Federal Investment Services Client Relationship Summary:
Regulation Best Interest Disclosure Document
SMS/MMS Text Messaging Disclosure
- Message and data rates may apply. The frequency, timing and content of messages vary depending on account circumstances.
- NFIS respects your right to privacy. The NFCU Privacy Policy may be accessed from the following webpage: https://www.navyfederal.org/policy/privacy.html
- To stop receiving SMS or MMS messages you have previously authorized to receive, please notify your representative or contact the NFIS Investment Advisory Center by phone at 1-877-221-8108.
- Electronic messages cannot be used for trade instructions. To request, authorize or affect the purchase or sale of an investment through NFIS, please contact your representative directly by phone or in person or the NFIS Investment Advisory Center by phone at 1-877-221-8108.
- NFIS representatives do not provide tax or legal advice. Communications are not intended as tax or legal advice and should not be relied upon for the same. For specific tax or legal guidance, always consult with a qualified professional.
- For the avoidance of ambiguity, NFIS has disabled emoji icons for business text communications. Any emoji icon included in a text will not be received by NFIS.
- NFIS business text communications are intended for an individual recipient. As a result, group texting capabilities have been disabled.
SEC Rule 606 Disclosures
Navy Federal Investment Services (NFIS) routes all its SEC Rule 606 eligible orders to its clearing firms. Digital Investor accounts are routed to Drivewealth, LLC. NFIS does not receive any payment for order flow from the venues listed in this disclosure.
Advisor led accounts are routed to Pershing LLC, via our relationship with CUSO Financial Services. NFIS does not receive any payment for order flow from the venues listed in this disclosure. NFIS’ orders can be found at https://www.orderroutingdisclosure.com by searching for CUSO Financial Services.
For additional information about Pershing LLC’s payment for order flow practices, please see Pershing’s SEC Rule 606 disclosure.
Other Disclosures
Awards & Recognition
Newsweek
The ranking was given on November 19, 2024, and was based on data taken from Navy Federal Investment Services’ SEC filings as of September 2024. Newsweek in conjunction with Plant -A Insights Group created and tabulated this rating. No compensation has been provided directly or indirectly by Navy Federal Investment Services, LLC in connection with obtaining or using this Newsweek rating.
Read the full list on Newsweek’s website.
About the Newsweek Ranking
Methodology
Plant-A Insights Group and Newsweek have partnered to identify America's Top Financial Advisory Firms 2025. We analyzed over 15,000 Financial advisories registered with the SEC, and then applied the following methodology to identify the best of the best.
We began by shortlisting firms with more than $20 million assets under management (AUM), a minimum of 3 wealth advisors, at least 5 individual clients, and at least two years of SEC registration. Firms were also screened for clean disciplinary records and availability of portfolio management services to individual investors. These shortlisted firms were then analyzed and scored based on the following factors:
- Asset Performance: Growth in assets under management indicates both financial performance and the health of a firm's client base, the cornerstones of advisory excellence. We include both short-term (Sept 2024 vs Sept 2023) and long-term (CAGR Sept 2019 to Sept 2024) measures of asset growth in our scoring model.
- Client Performance: Great advisories retain their clients and attract new ones. We again include both short and long-term measures of client base growth/shrinkage for short term (Sept 2024 vs Sept 2023) and long term (CAGR Sept 2019 to Sept 2024).
- Adviser Expertise and Client Ratio: We include measures that capture the credentialed expertise of each firm as well as their client-to-adviser ratio.
- Breadth of service offerings: Great firms offer a bundle of related services for their investors. We considered the number of other wealth advisory services in our scoring model, such as financial planning services and pension consulting services.
- Conflicts of interests: The best advisories work to prevent conflicts of interest; firms with conflicts of interests are penalized in the scoring model.
We calculate a score for each firm. The top 750 Financial Advisory Firms have been recognized as America's Top Financial Advisory Firms 2025. The performance of firms not included in the ranking is not disputed.
Rankings Placement
Placement in the Rankings (defined below) is a positive recognition based on research of publicly available data sources from the time period in question. Newsweek and Plant-A Insights make no claim to the completeness of the firms examined.
Intellectual Property Rights
All content within the rankings ("Rankings") is the exclusive property of Plant-A Insights Group LLC ("Plant-A"). This work, including all data, analyses, and derived rankings, is copyrighted under United States and international copyright laws. Unauthorized use, including but not limited to the publication, reproduction, modification, distribution, transmission, or display of any material without the prior written consent of Plant-A, is strictly prohibited.
Nature of the Rankings
The Rankings are prepared by Plant-A and reflect an editorial content piece, based on secondary market research. This includes publicly available data and specific data provided directly to Plant-A. These Rankings are published in conjunction with Newsweek and should be viewed as an editorial work, not as definitive financial or business guidance. The ranking only includes firms that qualify according to the criteria described in this document.
Data Accuracy and Periodicity
The Rankings are generated from Investment Adviser Information Reports data sourced from SEC for the month of September 2024. They are inherently a reflection of historical data and may not include subsequent developments, unforeseen events, or additional data not covered during the research period. The results of this ranking should not be used as sole source of information for future deliberation. The information provides through this list should rather be considered in conjunction with other available information about the financial advisory firm. The quality of financial advisory firms that are not included in the ranking is not disputed.
No Endorsement or Quality Assurance
Plant-A does not endorse nor validate the business practices or the standing of the ranked companies. The inclusion or exclusion of any company in the Rankings should not be used as a basis for Financial, business, or other decisions. All decisions based on any information presented in the Rankings should be made in conjunction with other available information and independent advice.
Disclaimer of Liability
Plant-A, its subsidiaries, and their respective officers, directors, employees, and agents (collectively, the "Plant-A Parties") disclaim all liability and responsibility for any errors or omissions in the Rankings or for any actions taken based on the contents of this publication. Neither Plant-A nor Newsweek guarantees the completeness or accuracy of the information contained in the Rankings.
By accessing, using, or relying upon the Rankings, you waive all claims and have no recourse against Plant-A Parties for any alleged or actual infringements of any rights of any party, including privacy rights, proprietary rights, intellectual property rights, rights of publicity, rights of credit for material or ideas, or any other rights, including the right to approval of uses such as copy that may be deemed to be distorted, derogatory, or offensive.
This disclaimer is intended to be as broad and inclusive as permitted under the law. If any portion hereof is held invalid or unenforceable, the remainder of the disclaimer shall nonetheless remain in full force and effect. This disclaimer constitutes the entire agreement between you and Plant-A regarding the use of the Rankings.
USA Today – America’s Best Customer Service
USA Today in conjunction with Plant -A Insights Group created and tabulated this rating. No compensation has been provided directly or indirectly by Navy Federal Investment Services, LLC in connection with obtaining or using this USA Today rating.
Read the full list on the USA Today website.
About the USA Today Ranking
USA Today and Plant-A Partnered to recognize the Leaders in Customer Service
“America’s BEST Customer Service 2025” recognizes the service providers, brick & mortar and online retailers in the United States that provide the best customer service, based on a range of relevant metrics from the perspective of customers. Our study involved an assessment of publicly accessible data, and a large-scale confidential online survey conducted among U.S. customers.
The interviewed customers provided insights and assessments on the overall customer experience as well as the actual quality of customer service across seven categories that are shaping the customer journey. They only evaluated companies they had personal experience with in the past three years, thus ensuring that our results are grounded in real-world customer experiences.
We interviewed >67,000 customers and collected over 687,000 comprehensive company reviews. This makes America’s Best Customer Service 2025 one of America’s largest independent customer experience studies. The study is designed to be demographically representative, aligning with U.S. Census Data. Data collection took place from October 2024 and December 2024 and January 2024 and March 2024.
Rankings Placement
Placement in the rankings is a positive recognition based on research of publicly available data sources as well as consumer surveys from the time period in question.
Intellectual Property Rights
The rankings are based on proprietary market research methodology, survey questionnaires and underlying data owned by Plant-A. The rankings lists and published articles are owned by Gannett and subject to copyright protection. Unauthorized use of any of these materials, including but not limited to the publication, reproduction, modification, distribution, transmission, or display of any material without the prior written consent of Plant-A and Gannett, is strictly prohibited.
Nature of the Rankings
The rankings data are prepared by Plant-A based on primary and secondary market research that includes publicly available data and specific data provided directly to Plant-A. These rankings are published by Gannett/USA Today and are provided solely for informational purposes, not as financial or business guidance or professional advice and should not be relied on.
Data and Periodicity
The rankings are generated from data sources deemed reliable and are formed based on a methodological analysis of such data spanning the last 12 months. They are inherently a reflection of historical data and may not include subsequent developments, unforeseen events, or additional data not covered during the research period. Historical performance is not an indication of future performance.
No Endorsement or Quality Assurance: Neither Plant-A nor Gannett endorses nor validates the business practices or the standing of the ranked companies. The inclusion or exclusion of any company in the rankings should not be used as a basis for investment, business, or other decisions. All decisions based on any information presented in the rankings should be made in conjunction with other available information and independent advice.
Disclaimer of Liability
Each of Plant-A and Gannett, and their affiliates, and their respective officers, directors, employees, and agents (collectively, the "Released Parties") disclaim all liability and responsibility for any errors or omissions in the rankings or for any actions taken based on the contents of the rankings publication. Neither Plant-A nor Gannett is making any representation or warranty as to the information provided in the rankings or its use. Neither Plant-A nor Gannett guarantees the completeness or accuracy of the information contained in the rankings. To the maximum extent permitted under applicable law, by accessing, using, or relying upon the rankings, you waive all claims and have no recourse against the Released Parties for any alleged or actual violation or infringement of any rights of any party, including privacy rights, proprietary rights, intellectual property rights, rights of publicity, rights of credit for material or ideas, or any other rights, including the right to approval of uses such as copy that may be deemed to be distorted, derogatory, or offensive. If any portion of this disclaimer is held invalid or unenforceable, the remainder of the disclaimer shall nonetheless remain in full force and effect to the maximum extent permitted by law.
USA Today – America’s Most Trusted Brands
USA Today in conjunction with Plant -A Insights Group created and tabulated this rating. No compensation has been provided directly or indirectly by Navy Federal Investment Services, LLC in connection with obtaining or using this USA Today rating.
About the USA Today Ranking
USA Today and Plant-A partnered to recognize America’s Most Trusted Brands.
America’s Most TRUSTED Brands 2025” recognizes the brands in the United States that consumers trust most, based on a range of relevant metrics. Our study involved an assessment of publicly accessible data, and a large-scale confidential online survey conducted among U.S. consumers.
The interviewed consumers provided insights and assessments about the brands overall as well as how much they trust each brand based on five vital brand trust categories. They only evaluated brands they have used in the past / are personally familiar with, ensuring that our results are grounded in real-world consumer experiences.
We interviewed >24,000 consumers and collected over 359,000 comprehensive brand reviews. This makes America’s Most Trusted Brands 2025 one of America’s largest independent brand trust studies.
Rankings Placement
Placement in the rankings is a positive recognition based on research of publicly available data sources as well as consumer surveys from the time period in question.
Intellectual Property Rights
The rankings are based on proprietary market research methodology, survey questionnaires and underlying data owned by Plant-A. The rankings lists and published articles are owned by Gannett and subject to copyright protection. Unauthorized use of any of these materials, including but not limited to the publication, reproduction, modification, distribution, transmission, or display of any material without the prior written consent of Plant-A and Gannett, is strictly prohibited.
Nature of the Rankings
The rankings data are prepared by Plant-A based on primary and secondary market research that includes publicly available data and specific data provided directly to Plant-A. These rankings are published by Gannett/USA Today and are provided solely for informational purposes, not as financial or business guidance or professional advice and should not be relied on.
Data and Periodicity
The rankings are generated from data sources deemed reliable and are formed based on a methodological analysis of such data spanning the last 12 months. They are inherently a reflection of historical data and may not include subsequent developments, unforeseen events, or additional data not covered during the research period. Historical performance is not an indication of future performance.
No Endorsement or Quality Assurance: Neither Plant-A nor Gannett endorses nor validates the business practices or the standing of the ranked companies. The inclusion or exclusion of any company in the rankings should not be used as a basis for investment, business, or other decisions. All decisions based on any information presented in the rankings should be made in conjunction with other available information and independent advice.
Disclaimer of Liability
Each of Plant-A and Gannett, and their affiliates, and their respective officers, directors, employees, and agents (collectively, the "Released Parties") disclaim all liability and responsibility for any errors or omissions in the rankings or for any actions taken based on the contents of the rankings publication. Neither Plant-A nor Gannett is making any representation or warranty as to the information provided in the rankings or its use. Neither Plant-A nor Gannett guarantees the completeness or accuracy of the information contained in the rankings. To the maximum extent permitted under applicable law, by accessing, using, or relying upon the rankings, you waive all claims and have no recourse against the Released Parties for any alleged or actual violation or infringement of any rights of any party, including privacy rights, proprietary rights, intellectual property rights, rights of publicity, rights of credit for material or ideas, or any other rights, including the right to approval of uses such as copy that may be deemed to be distorted, derogatory, or offensive. If any portion of this disclaimer is held invalid or unenforceable, the remainder of the disclaimer shall nonetheless remain in full force and effect to the maximum extent permitted by law.
Testimonials
Trustpilot
This member did not receive any compensation from Navy Federal in exchange for their testimonial. This member experience may not be representative of the experience of other customers. There is no guarantee of future performance or success.